Net capital rule

Results: 731



#Item
321Financial regulation / Finance / 73rd United States Congress / Securities Exchange Act / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial economics

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]May 23, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov.

Language: English - Date: 2014-05-23 06:22:44
322Business / Yokogawa Electric / Net capital rule / Financial ratio / Nova / Japan

Summary of Financial Results for year ended March 31, 2009 (Unaudited) May 8, 2009 Company name:

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Source URL: www.mt-pharma.co.jp

Language: English - Date: 2010-03-25 20:10:56
323Finance / Financial system / 73rd United States Congress / Securities Exchange Act / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / Financial economics / United States Securities and Exchange Commission

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]May 28, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov.

Language: English - Date: 2014-05-28 04:44:06
324Net capital rule / Real estate broker / IAC / Business

Indiana Register TITLE 876 INDIANA REAL ESTATE COMMISSION Economic Impact Statement LSA Document #14-61 IC[removed]Statement Concerning Rules Affecting Small Businesses The Indiana Real Estate Commission (Commission)

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Source URL: www.in.gov

Language: English
325Finance / Securities Exchange Act / Broker-dealer / U.S. Securities and Exchange Commission / Self-regulatory organization / Financial Industry Regulatory Authority / Net capital rule / Registered Investment Advisor / United States securities law / Financial economics / Financial system

OMB APPROVAL OMB Number: [removed]Expires: September 30, 2005 Estimated average burden hours per response[removed]25

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Source URL: securities.utah.gov

Language: English - Date: 2013-09-12 21:17:09
326Financial regulation / Finance / 73rd United States Congress / Securities Exchange Act / Securities and Exchange Commission / Net capital rule / Form 144 / United States securities law / United States Securities and Exchange Commission / Financial economics

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]June 24, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov.

Language: English - Date: 2014-06-24 06:35:35
327Debt / Financial ratios / Leverage / Bankruptcy / United States housing bubble / Valuation / Chapter 7 /  Title 11 /  United States Code / Net capital rule / Toxic asset / Finance / Economics / Business

Subtitle C and D Corporate Financial Test Analysis Issue Paper Domestic Assets Requirement Introduction The U.S. assets requirement was first introduced in the Subtitle C financial test in the

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Source URL: www.epa.gov

Language: English - Date: 2012-04-04 11:57:20
328Federal Reserve System / SAP AG / Software industry / Business / Computing / Net capital rule / Bank of America / 66th United States Congress / Edge Act / Financial regulation

RF#22 – RELATED ORGANIZATIONS ANDBANK HOLDING COMPANY

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Source URL: www.dob.texas.gov

Language: English - Date: 2014-03-20 15:33:50
329Financial regulation / Broker-dealer / Securities Act / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / General Securities Representative Exam / Broker / General Securities Principal Exam / Net capital rule / United States securities law / Financial economics / Financial system

Effective: November 19, 2001 NEBRASKA ADMINISTRATIVE CODE Title 48 - Department of Banking and Finance Chapter 4 - BROKER-DEALERS 001

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Source URL: www.sos.ne.gov

Language: English - Date: 2012-08-13 11:35:40
330Finance / Financial system / Occupations / Broker-dealer / Fixed income market / Broker / Short / Financial institution / Net capital rule / Financial services / Financial markets / Financial economics

NEBRASKA ADMINISTRATIVE CODE Last Issue Date: January 9, 2000 Title 48 - Department of Banking and Finance Chapter 37 - SALES OF SECURITIES AT FINANCIAL INSTITUTIONS 001

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Source URL: www.sos.ne.gov

Language: English - Date: 2012-08-13 11:36:45
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